## Summary

This article explains how to use the Staff Onboarding dashboard to monitor your team's compliance status. Learn how to view staff roles, track training and onboarding progress, search and filter for individuals, and access the audit trail.

## When to Use This

Use this guide when you need to get an overview of your staff's onboarding progress, find a specific staff member's status, or review the history of onboarding activities for record-keeping and compliance purposes.

## Step-by-Step Instructions


1. Go to the **Staff Onboarding** tab in the Compliance Centre.
2. You will see a complete list of staff members from your firm.
3. Review the columns to see each staff member's name, their assigned **Role** (e.g., Compliance officer, Client facing), their **Training** status, and their **Onboarded** status.
4. To find a specific person, type their name into the **Search staff** bar.
5. To refine the list, click the **Filter by** dropdown and select one or more statuses, such as 'Onboarding in progress' or 'Training complete'.
6. To view a detailed history of all onboarding activities, click the three-dot menu in the top right of the table and select **Audit Trail**.
7. The audit trail document will open, showing the date, time, and a description of each activity. You can download or print this document for your records.

## Common Questions

**What do the different 'Onboarded' statuses mean?** The 'Onboarded' column shows the current stage of the onboarding process. 'In Progress' means onboarding has started but is not finished. 'Onboard now' indicates the process can be initiated. 'Complete' means the staff member is fully onboarded.

**What are the possible 'Training' statuses?** The 'Training' column can show 'Not Started', 'In Progress', or 'Complete', allowing you to quickly see who has finished their required training.

## Troubleshooting Tips

**The staff list is not up to date.** The staff list is based on your firm's user accounts. If a new staff member is missing, ensure their account has been created correctly. If an old staff member is still listed, their account may need to be deactivated.

**I can't find the Audit Trail option.** The Audit Trail is located within the three-dot menu, which is positioned to the right of the 'Filter by' button on the Staff Onboarding table. If you don't see it, your user role may not have permission to view it.

Managing Staff Onboarding

How to add your AUSTRAC enrolment number

Setting up the AML/CTF Compliance Centre

Navigating the Transactions tab

Governing Body access in the Compliance Centre

Senior Manager or Client-Facing staff access in the Compliance Centre

Understanding the Transactions list

User roles and Viewing permissions

Navigating the Compliance Centre

Uploading your own Firm risk assessment

Completing the Firm Risk Assessment

Uploading an external Policy document

Generate a Policy and Process document

Managing policy and process documents

Policy and Process overview

Due Diligence requirements for Compliance Officers

Performing the Bankruptcy Register search

Performing the Criminal History check

Onboarding a Compliance Officer

Onboarding Governing Body, Senior Manager and Client-facing roles

How to Review Profile Matches from a Screening Check

Understanding Screening Check Statuses

Conducting PEPs, Sanctions, and Adverse Media Checks

Tracking completed Training Modules

How to check Training Status and access your Training Completion Certificate

How to access and complete Training modules

Managing Staff Training

AUSTRAC Reports

Viewing and filtering existing Reliance Agreements

Creating a New Reliance Agreement

Managing Reliance Agreements in the Compliance Centre

Frequently Asked Questions

Getting Started with the Compliance Centre

 Configuring Verification and Compliance Checks for individuals

Sending Onboarding Requests and Accessing the AML Summary for individuals

Completing the individual Risk Assessment and Finalising Onboarding

How to Onboard an Individual

Performing a Verification of Funds Check

How to Escalate a Client to a Compliance Officer

Enhanced Due Diligence and Escalations

How to Finalise Trust Onboardings

How to Complete the AML Risk Assessment for Trusts

How to Onboard a Trust

How to Complete the AML Risk Assessment for Companies

How to Finalise Company Onboardings

How to Onboard a Company

Conducting an Initial Risk Review for Escalations

Resolving or Investigating Escalations Further

Reviewing Escalations as a Compliance Officer

AML Customer Due Diligence

Editing staff details to resolve Staff Onboarding validation errors

Duplicate Users - Practice Management Software Integration

Old Users Appearing in Staff Onboarding

Troubleshooting

Guide

Help Center - Live

Managing Staff Onboarding

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Onboarding a Compliance Officer

Onboarding Governing Body, Senior Manager and Client-facing roles

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Managing Staff Onboarding

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Onboarding a Compliance Officer

Onboarding Governing Body, Senior Manager and Client-facing roles

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