## Summary

The Compliance Centre acts as a centralised platform for managing your firm's compliance obligations. This guide provides an overview of the **Transactions** tab, which allows you to monitor onboarding activities, manage risk ratings, and access essential AUSTRAC resources.

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## Overview

The Compliance Centre is designed to help firms track and manage their AML/CTF activities. The interface includes several tabs for different compliance functions, but the primary landing page is the **Transactions** tab.

### Key Features

* **Role-Based Access:** The view and available tabs may vary depending on your user role (e.g., Compliance Officer vs. Client-facing staff).
* **Summary indicators**:  A quick view of total transactions (completed or in progress), clients with pending actions, high risk clients and any escalated matters.
* **Transaction Visibility:** A comprehensive list of all client onboarding transactions and their current status.
* **AUSTRAC Resources:** Direct access to important external regulatory guidance.

### Accessing AUSTRAC Resources

At the top right of the page, you can find the **AUSTRAC links** dropdown menu. This provides quick shortcuts to official AUSTRAC web pages, including:

* AML/CTF Legislation
* AUSTRAC Starter Kits
* AUSTRAC Enrolment 

These links ensure you can easily reference external regulations and guidance while working within the Compliance Centre.

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Navigating the Transactions tab

How to add your AUSTRAC enrolment number

Setting up the AML/CTF Compliance Centre

Governing Body access in the Compliance Centre

Senior Manager or Client-Facing staff access in the Compliance Centre

Understanding the Transactions list

User roles and Viewing permissions

Navigating the Compliance Centre

Uploading your own Firm risk assessment

Completing the Firm Risk Assessment

Uploading an external Policy document

Generate a Policy and Process document

Managing policy and process documents

Policy and Process overview

Due Diligence requirements for Compliance Officers

Performing the Bankruptcy Register search

Performing the Criminal History check

Onboarding a Compliance Officer

Onboarding Governing Body, Senior Manager and Client-facing roles

Managing Staff Onboarding

How to Review Profile Matches from a Screening Check

Understanding Screening Check Statuses

Conducting PEPs, Sanctions, and Adverse Media Checks

Tracking completed Training Modules

How to check Training Status and access your Training Completion Certificate

How to access and complete Training modules

Managing Staff Training

AUSTRAC Reports

Viewing and filtering existing Reliance Agreements

Creating a New Reliance Agreement

Managing Reliance Agreements in the Compliance Centre

Frequently Asked Questions

Getting Started with the Compliance Centre

 Configuring Verification and Compliance Checks for individuals

Sending Onboarding Requests and Accessing the AML Summary for individuals

Completing the individual Risk Assessment and Finalising Onboarding

How to Onboard an Individual

Performing a Verification of Funds Check

How to Escalate a Client to a Compliance Officer

Enhanced Due Diligence and Escalations

How to Finalise Trust Onboardings

How to Complete the AML Risk Assessment for Trusts

How to Onboard a Trust

How to Complete the AML Risk Assessment for Companies

How to Finalise Company Onboardings

How to Onboard a Company

Conducting an Initial Risk Review for Escalations

Resolving or Investigating Escalations Further

Reviewing Escalations as a Compliance Officer

AML Customer Due Diligence

Editing staff details to resolve Staff Onboarding validation errors

Duplicate Users - Practice Management Software Integration

Old Users Appearing in Staff Onboarding

Troubleshooting

Guide

Help Center - Live

Navigating the Transactions tab

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Navigating the Transactions tab

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