## Introduction

If you prefer to use a custom risk assessment that aligns with your firm’s specific policies or internal compliance frameworks, you can now **Upload your own**.  This option allows you to bypass the default Firm risk assessment derived from the official AUSTRAC starter kit.

## Step-by-step instructions

1. Click the **Firm risk assessment** tab.
2. Click **Upload your own**.
3. A pop up window will appear, providing two options: 

   * Drag and **drop** your Firm risk assessment file directly into the designated area.
   * Alternatively, click **browse files** and select the desired file from your computer.
4. Once your file is selected (or dropped), click the **Upload** button within the pop-up.

:::tip
Supported file types are PDF, DOC or DOCX.
:::

![](https://infotrack-australia.brainfish.ai/api/attachments.redirect?id=8e02f7f7-f1e6-4f96-b866-e0265837e85d "=1761x461")

## Next Steps

After successful upload, your custom risk assessment will be displayed, and you can proceed with further actions (Upload new risk assessment, Restart risk assessment or view the Audit trail).


Uploading your own Firm risk assessment

How to add your AUSTRAC enrolment number

Setting up the AML/CTF Compliance Centre

Navigating the Transactions tab

Governing Body access in the Compliance Centre

Senior Manager or Client-Facing staff access in the Compliance Centre

Understanding the Transactions list

User roles and Viewing permissions

Navigating the Compliance Centre

Completing the Firm Risk Assessment

Uploading an external Policy document

Generate a Policy and Process document

Managing policy and process documents

Policy and Process overview

Due Diligence requirements for Compliance Officers

Performing the Bankruptcy Register search

Performing the Criminal History check

Onboarding a Compliance Officer

Onboarding Governing Body, Senior Manager and Client-facing roles

Managing Staff Onboarding

How to Review Profile Matches from a Screening Check

Understanding Screening Check Statuses

Conducting PEPs, Sanctions, and Adverse Media Checks

Tracking completed Training Modules

How to check Training Status and access your Training Completion Certificate

How to access and complete Training modules

Managing Staff Training

AUSTRAC Reports

Viewing and filtering existing Reliance Agreements

Creating a New Reliance Agreement

Managing Reliance Agreements in the Compliance Centre

Frequently Asked Questions

Getting Started with the Compliance Centre

 Configuring Verification and Compliance Checks for individuals

Sending Onboarding Requests and Accessing the AML Summary for individuals

Completing the individual Risk Assessment and Finalising Onboarding

How to Onboard an Individual

Performing a Verification of Funds Check

How to Escalate a Client to a Compliance Officer

Enhanced Due Diligence and Escalations

How to Finalise Trust Onboardings

How to Complete the AML Risk Assessment for Trusts

How to Onboard a Trust

How to Complete the AML Risk Assessment for Companies

How to Finalise Company Onboardings

How to Onboard a Company

Conducting an Initial Risk Review for Escalations

Resolving or Investigating Escalations Further

Reviewing Escalations as a Compliance Officer

AML Customer Due Diligence

Editing staff details to resolve Staff Onboarding validation errors

Duplicate Users - Practice Management Software Integration

Old Users Appearing in Staff Onboarding

Troubleshooting

Guide

Help Center - Live

Uploading your own Firm risk assessment

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Uploading your own Firm risk assessment

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