Navigating the Transactions tab
Summary
The Compliance Centre acts as a centralised platform for managing your firm's compliance obligations. This guide provides an overview of the Transactions tab, which allows you to monitor onboarding activities, manage risk ratings, and access essential AUSTRAC resources.
Overview
The Compliance Centre is designed to help firms track and manage their AML/CTF activities. The interface includes several tabs for different compliance functions, but the primary landing page is the Transactions tab.
Key Features
- Role-Based Access: The view and available tabs may vary depending on your user role (e.g., Compliance Officer vs. Client-facing staff).
- Summary indicators: A quick view of total transactions (completed or in progress), clients with pending actions, high risk clients and any escalated matters.
- Transaction Visibility: A comprehensive list of all client onboarding transactions and their current status.
- AUSTRAC Resources: Direct access to important external regulatory guidance.
Accessing AUSTRAC Resources
At the top right of the page, you can find the AUSTRAC links dropdown menu. This provides quick shortcuts to official AUSTRAC web pages, including:
- AML/CTF Legislation
- AUSTRAC Starter Kits
- AUSTRAC Enrolment
These links ensure you can easily reference external regulations and guidance while working within the Compliance Centre.